Nourish the Unexpected: Facilitating Emergence

It’s not quite enough to stop controlling in order for the people in your organization to do self-managed, unprecedented work. Facilitating their work is also critically important.

Facilitation nourishes and encourages people in several ways. It feeds the part of us that wants independence and mastery because a more experienced manager/co-worker is helping us with a goal instead of exercising command over it. It feeds the part of us that wants social validation: if someone is helping us accomplish a goal, it tells us the goal is worth accomplishing. It even feeds the part of us that’s lazy–that is, the part that wants to accomplish our goals while using the smallest amount of energy possible.

Think of your organization as a computer:

Algorithmic Containmentphoto credit: Algorithmic Contaminations via photopin (license)

A computer is highly structured, functional, and hierarchical, but in order to continue running the latest software, it has to be continually upgraded and redesigned. A computer doesn’t grow on its own. This is the traditional organizational model.

Now think of your organization as a garden, growing all kinds of plants:

English gardensphoto credit: Gardens at Canons Ashby via photopin (license)

You can select the kinds of plants to grow, you can fertilize and water them to help them grow faster (but not too much or it will choke them), and you can trellis them to help them grow in a certain way, and you can prune them when they grow in ways that aren’t fruitful. Plants in a garden grow on their own, but left untended, weeds will sprout up and diseases will take hold and some plants won’t receive enough nutrients.

(Doesn’t this second metaphor sound like your organization already? Why do we so often feel like we need the additional layer of inorganic structure, except that we want an illusion of control that we don’t actually have?)

Facilitation is the art of pruning, trellising, weeding, hedging, fertilizing, and helping your organization grow. You don’t order a pear tree to blossom, you don’t command bees to pollinate, you don’t provide tomatoes with minimum production quotas. You also don’t give them these initiatives and then go back inside your house and expect everything to work unless you’re told otherwise.

A similar approach can be used to grow your organization.

Consider an example of a great gardener: Brian Grazer, movie and television producer and co-founder of Imagine Entertainment. Grazer’s preference to ask questions and make requests rather than give orders helps gain buy-in, makes people feel respected, and allows him room to doubt his knowledge without being hands-off. As a leader, he uses questions and requests as a form of trellising, guiding people to grow in a certain direction rather than commanding them to do so.

The kind of gardener you become is up to the specifics of your situation. So long as you’re seeking to grow your people and your organization, you will treat them with care and make sure they have the resources, support, and guidance they need to grow in the way that’s best for them. Being neglectful and being overattentive both have their hazards.

Have you ever worked with a good “gardener?” What have you learned from these people who dedicate themselves to growing their people, their organizations, and even their strategies?

How Emergence Works in Organizations

Emergence isn’t about collecting a bunch of fine people and letting them do what they want with no structure of any kind. In fact, emergence needs structure–just not the same kind of structure traditional organizations use.

Functionally speaking, the traditional top-down structure is a method of augmenting one person’s ideas with the minds and bodies of others–like a human Voltron.

Voltron with an overlay of an org chart

This is familiar to our way of thinking–a reflection of Industrial Age ideals of order, rationality, and efficiency. But Voltron is ultimately a machine, and as we enter the Second Machine Age, organizational structures that mimic machines are going to fall by the wayside: they are less efficient than actual machines, and less adaptive (in an evolutionary sense) than organic communities.

Consider the example of Microsoft’s .NET versus the open-source Ruby On Rails: the closed, controlled, heavily planned product has consistently lost market share for years, while the decentralized, agile developer community has turned out a consistently more popular and more useful product. In terms of external incentives and long-term planning, Microsoft should have the better product. Instead, Microsoft is planning to make .NET open-source because of the spectacular failure to keep up. The organic community has unequivocally trumped the traditional model.

Let’s take another stab at that organization chart. Take the person at the top and place her instead in the middle. Connect her to all her sources of information, her co-workers, the people who report to her, the people to whom she reports. Do the same for each of those people to whom she’s connected, outward until everyone in the organization is accounted for, and connect each of them with their points of contact to the outside world. What you have now much more resembles a neural network:

Map of the neural network of a mouse

This isn’t an aspirational image, it’s a reflection of reality–a reality that the former image attempts to control and confine into a linear hierarchy. For comparison, here is a map of Twitter employees using the platform:

Network map of Twitter employees

Seeing an organization in this way–as it organizes itself, and not as the linear design into which we try to squeeze it–reminds us of the first principle of emergent structure: the number and quality of connections improves emergent behavior.

This isn’t a call to increase the number of networking events at your business. Human beings will create connections on their own if given the right environment.

Consider Google’s practice of mixing functional groups on the floor. While this would be anathema to a linear hierarchy–I would have to walk to another part of the building to talk to a co-worker–at Google, the people around you may become your co-workers. Some businesses have replicated the design without taking into account the hierarchy and culture, resulting in marginal improvements at best, and often employee frustration. (Even at Google the practice is not without its drawbacks, but it is an intentional culture play.)

The quality of the connections is likewise based on trust; the traditional organizational structure makes trust unnecessary, and by making it unnecessary, undermines it. This leads to a second principle of emergent structure: where traditional organizations depend on chain of command, emergent structure depends on social contracts.

A social contract is, at its most basic, an agreement held in common between any number of people, either written or implied. Top-down structures choose policies and impose them. Leaders of adaptive organizations make a case that a policy is in the best interest of the organization, and modify it based on the needs and applicability to a particular population. We all agree that we need to follow a certain regulation or we will face prosecution, therefore we promise to follow that regulation and hold one another to it.

In this way, instead of imposing a rule that employees follow like the speed limit (seven miles per hour over isn’t really speeding, you know), employees are accountable to one another for their actions. We all know we have made the promise with one another; when I violate the promise, I have broken my promise with everyone in the organization.

Social contract underpins the entire structure of a culture. When I expect that I have ownership over my work and it won’t be taken away from me and given to someone else, that is an implied social contract. When I expect that I can do my work every day without fear of sexual harassment, that is (usually) a written social contract.

Social contract also defines the leadership of an organization. A person can be an owner if he has enough money, and he can be a manager if he has enough connections, but he can only be a leader if he has people willing to follow him.

Finally, in addition to good connections and social contracts, emergent structure requires process. This may seem to contradict what I’ve said so far, except that human processes are approximate–they are always applied using judgment and a “feel” for the particular situation.

Human process is an interesting phenomenon. Machine processes can be made to take variables into account, but machines don’t make judgments. And machines don’t vary processes in ways they haven’t been explicitly programmed to learn, i.e., they don’t introduce personal experience or personal interpretation. Emergent behavior in an organization depends upon human experience and variability, working against an established process, to produce unexpected outcomes. Only processes that are documented and followed can be improved. Everything else is folk knowledge, which is improved by rare individuals and passed piecemeal to others.

This kind of adherence to and improvement of process depends wholly upon social contracts and quality connections: I must know that I am not documenting my changes to the process on behalf of some uncaring management four levels above me, I’m keeping rigid documentation on behalf of people like myself in the organization who are doing their best to cover for one another and keep things moving.

This is why I encourage you to abolish the idea that there is a “top” or “bottom” to your organization. The goal is to have a structure where everyone finds the most appropriate place for as long as that place is appropriate, not a structure where everyone struggles to climb as high as they can. In order for this to work, we also need to rethink the role of leadership in such an organization–because it is still critically important–and what that leadership is attempting to do.

I’m eager to get your thoughts on all this. Did any of this sound like an organization where you’ve worked, either under the traditional model or under a more adaptive approach? Have you seen leaders embrace the “neural network” of organization and truly try to engage all their members in uniquely meaningful ways?

Hiring for a Unique Culture

Culture is an emergent phenomenon. It exists between the people who make up that particular culture, and evolves based on their interactions–the mythology, folk knowledge, and traditional practices they create and pass between themselves. If you hire based on skill alone, your internal culture will look pretty much like the rest of your industry, because it will be populated with the same kinds of people.

Unlike the Industrial Age, hiring today isn’t picking up a part to put into an already-designed machine to make the machine run. Hiring into an emergent environment only happens when the candidate fits both the current culture and the future culture. Emergent strategy depends on the people within the organization working with and off of one another to yield unplanned results.

Here are a few tweaks to your hiring practices that may yield better results:

  1. Don’t appeal to everybody. Many organizations just want to be liked by everyone. They want to be the place where any individual out there would love to work. Don’t do that. Your organization is unique, and you want people who fit that collective vision and identity. Netflix asserts very clearly that its culture isn’t for everyone, but that is precisely what makes its culture all the more appealing to those who do fit. Figure out now why people wouldn’t want to work in your organization, and you’re on the way to creating a unique and powerful culture.
  2. Fill blind spots, not roles. Roles are a collection of responsibilities and skills that fit a pretty standard definition. Blind spots require a more complete understanding of your team and organization. Simply put, a blind spot is something you need that you don’t have, at the broadest definition that is required (e.g., do you really need someone with three years of Trello experience or do you just need someone who’s comfortable with agile project management?). A blind spot may be a specific competency, like a specific piece of technology, or it may be a tweak to the chemistry of the current team–for example, a more outgoing individual that will facilitate communication between the more introverted members of a remote team. It strips away the expectations that come with hiring someone into a particular role, allowing the new hire to integrate more organically with what’s already going on in your team for the first few months until they have a rhythm going.
  3. Advertise your vision, not your requirements. Anyone who isn’t excited by your specific vision doesn’t belong to your culture. And don’t just advertise the vision of your company. If possible, state succinctly but with enthusiasm what your vision is for the team and even for the specific role. A less-skilled candidate who is energized by the collective vision will be twice as valuable as a more skilled candidate who just wants a new job. And bear in mind that a long list of qualifications belies a search for an interchangeable part. If you want your candidates to get excited about a position, pare it down to your vision and the key blind spots you’re trying to fill. Leave room for the candidate to surprise you.
  4. Interview thoroughly. The hiring process I’ve seen averages two interviews. Google suggests no more than five–and then actually goes on to interview candidates five times, looking for factors including raw skill, problem solving ability, and cultural fit. In an adaptive organization, you’re going to want to take advantage of four or five interviews in order to thoroughly vet the skills, the personality, and the chemistry with the current environment.
  5. Weigh potential. Today the pace of change in technology and the economy means being able to learn what’s needed for the future is more important than having what’s needed in the present. Your people will not only need to adapt as things change, but they will need to create change themselves. And then they will need to live into that change. If the candidate doesn’t have what’s needed to adapt to whatever his role will be in three years, he may not be the best fit.
  6. When in doubt, leave them out. Don’t hire a candidate unless they leave you no other choice–by which I mean, she is such an excellent fit for your organization that you couldn’t bear to let her take another job. Turn away business before hiring someone who doesn’t add to your culture. Adaptive organizations thrive based on the number and quality of connections between employees. Hiring someone who isn’t going to improve your internal network is poison to your long-term goals.
  7. Enlist your recruit’s help. Zappos offers a $2,000 bonus for new hires to quit. The idea is that a new hire will take the money if they don’t feel that they are a good fit for the culture or they don’t believe in the long-term potential of working with the company. In the long run, the occasional $2,000 quitting bonus saves the company a lot of money on people that might otherwise be a drag on the culture. A new-hire quitting bonus might not work for you, but you should still look for ways you can work with a new hire to ensure he’s the right person, and part ways amicably if he’s not.

Filling your organization with effective people who fit with the people around them and are excited about a common vision is the basis of any good culture, not just in an adaptive organization. But because of the importance of emergence in adaptive organizations, getting the mix of people right for your culture is a crucial requirement for success.

EDIT: Reader Brian Gorman offers two additional points to consider: “Having spent more than four decades living in the world of organizational change, I would add two more to his list. 1. Hire for the culture that you want, not the culture that you have. 2. Hire for resilience; you need people who can learn new skills, and shift their mindsets, as your organization continues to change.” I would add a caveat to the first that anyone you hire needs to be able to work in the culture you have today, or she’ll be out the door as soon as she can–which makes finding adaptable people all the more important during a period of change.

Which of these points do you find is most important or illuminating? Are there any important points about hiring for culture that I’ve missed? Do you disagree with my points? I look forward to discussing it with you in the comments.

Who Is the Mother of Invention?

You’ve heard that “necessity is the mother of invention.” It’s a proverb that’s likely over 500 years old. But what does it mean?

The saying might recall Captain Kirk calling down to Scotty in engineering, and Scotty iconically replying, “She canna take much more, Cap’n!” Fans of the show 24 similarly joke about Jack Bauer telling Chloe to “just do it!” as the push she needs to make the impossible happen. And let’s not forget the ingenious agent Macgyver. Our culture is rife with the myth of the skilled but uncertain innovator solving an impossible problem in an unrealistic time frame simply because it was necessary. This kind of resourcefulness is a cornerstone of Americans’ beliefs about economics and the world.

But the question is: How true is it? Not the one-in-a-million stories we pluck from the biographies of rags-to-riches businessmen, but the kind of everyday invention and innovation that drives our economy forward. Does desperation drive invention? Or is it something else?

The answer, as with many things, is dependent on the specific definition and context. Desperation as a sense of urgency to meet a particular deadline may spur certain kinds of innovation. But desperation as a state of being–that is, the lack of security around one’s position, as with financial poverty or the ongoing threat of being fired–tends to lock us into survival mode. Desperate people grasp at proven solutions that promise to get them what they need, rather than inventing solutions that may not be sufficient.

That’s not to say these solutions are without risk. But consider someone who agrees to transport bulk drugs: The activity is risky, but the payoff is assured. Innovation requires room to be uncertain about the outcome: Will there even be a payoff? Will it be big enough? You can see this play out at companies that are in danger of bankruptcy: Rather than innovating out of the problem, for the most part they cut down to the basics and try to replicate past success. For every individual that becomes more innovative under that kind of pressure, thousands lose the ability to innovate at all.

If not desperation, then, what drives innovation?

The first parent may surprise you: Laziness. We innovate because the way things are being done is just too much work. This is part of the reason for a disconnect between hours worked and productivity: An innovator can work half as much as someone who doesn’t innovate, and still accomplish more. Laziness gets a bad rap simply because there are so many who misuse it. One of my own innovations early in my working life was a matter of saving myself the tedium of several weeks of repetitive tasks. That innovation was ultimately spread to offices around the country and saved hundreds of hours.

The other is often thought to be exactly the opposite: Enthusiasm. We also innovate because we want something new and better for the future. Our ability to anticipate the future is one of the things that distinguishes human evolution from natural evolution: we can evolve not just for the present circumstances but for the circumstances we anticipate.

Together, laziness and enthusiasm are the push and the pull of an engine. Laziness, better described, is a dissatisfaction with or disinterest in things as they are; enthusiasm is a deep interest in the possibility of things to come. Spitting out what is and sucking in what’s coming is the process that drives innovation forward. Without enthusiasm, laziness becomes pessimistic and defeatist. Without laziness, enthusiasm becomes toothless; if the present isn’t so bad, it’s better to just let that future come on its own.

Necessity may be a parent of invention in at least one sense: We invent things that are useful to us. If we didn’t need it, why would we invent it? This reveals a critical problem with the way innovation is handled in many organizations. Some businesses try to institute an “innovation department.” But isolating the innovators from the problems is self-defeating. An innovation department has to go the extra mile just to understand what problems need to be solved, and may often end up solving problems that don’t exist or aren’t high-priority. The power for innovation is always best placed in the hands of those who experience the need on a daily basis.

Better Business Through Storytelling

When you tell a story, you’re not always writing it in a narrative format. With a business plan, financial statement, or presentation, you’re often presenting facts that don’t look like a narrative.

But people understand facts by placing them in the context of a narrative. So even if you’re not deliberately structuring a narrative, your audience is always constructing a narrative around the facts that you present.

This leaves you with a problem: Are they constructing the narrative you want?

It’s easy to confuse the facts with our interpretation of the facts, or to assume our story is the only one that can be derived from the facts. It can be helpful to present the facts without trying to load a story into them, if you are presenting to a safe audience that can give you a different perspective on the story.

But when you assume that the story you’re telling yourself is the one your audience will see, you may:

  • leave out key facts
  • fail to contextualize the facts
  • fail to adequately explain causes and effects
  • over-emphasize less-important points
  • fail to present a coherent picture

Another part of the problem is control, or presenting the facts in such a way that they tell the story you intend. If you’ve ever been confused by what was supposed to be a straight-forward movie, then you’ve experienced a storyteller who lacked control. It’s a skill that can take years to master.

But you can improve your skills with everyday storytelling, and as a result improve your impact both in your organization and in your everyday life. Here are some questions I tend to ask, intuitively as a storyteller, when I’m presenting to an audience.

  1. Do these facts present a beginning, middle, and end? For example, do they represent what we expected, the facts and methodology that changed our expectations, and the new direction we find ourselves taking?
  2. How do these facts draw us out of the ordinary day-to-day of life, i.e., the assumptions and routines that form the way we operate in our eight hours a day?
  3. Who is the hero of this story? In other words, whose action is most important to the outcome? Am I asking someone to help me, or am I trying to help someone else? (Whoever is being helped to achieve something is usually the hero–but be careful, you may be asking someone to help you help them.)
  4. If I am the hero of this story, what role is my audience playing? What intrinsic motivations and extrinsic rewards can I reference to encourage their involvement?
  5. If my audience is the hero of this story, why am I involved? What do I have to contribute to the hero’s quest, and why do I care so much about it?
  6. If a third party is the hero of this story, why is the story so important? What is our motivation to collaborate and elevate the third party? And why isn’t that third party involved in the telling you’re doing now?
  7. What are the obstacles ahead? What enemies must be defeated, what challenges must be overcome, what dangers have to be endured? How can we prepare the hero to surpass these obstacles?
  8. What is the future if the hero manages to overcome the obstacles? Is it worth the risk and the investment, not just for the hero, but for everyone in the story? (Remember not to appeal to extrinsic rewards except where intrinsic motivations aren’t enough to spur action.)
  9. Why? A story illuminates the reasons (or lack of reason) behind everything. So for every fact and every statement, ask the question, “Why?”

The more you practice looking for the story and contextualizing your facts, the more intuitive these ideas will become, and the better you will become at controlling the story others are seeing.

Once again, it’s not always a good idea to control the story. With a safe audience, it can be better to present straight facts to check whether the story they see is the same as the story you have in your head. We don’t always have the best or most accurate story. However, it’s also dangerous to present facts to an unsafe audience without knowing what story you’re telling and whether you’re telling it well.

Control Is the Enemy of Engagement

“Engagement” has become a management buzzword. Companies want to increase employee engagement to enhance efficiency and work output while reducing et cetera, et cetera, et cetera… And as is common, such management speak attempts to increase engagement as a variable, one of many variables that, if you can get them just right, will give your company the push it needs to succeed.

But this approach to engagement is self-defeating because it succumbs to the desire for control. It’s ultimately a way that leaders are attempting to control their subordinates. And control is the enemy of engagement.

Let’s unpack this assertion a bit.

“Engagement” is a pseudo-psychological term that management-speakers use to isolate the idea that employees care about what they’re doing. It’s a term that cuts out individuality from both the subject and object to make it into something one-dimensional that can be increased or decreased. But you can’t isolate the concept of “caring” from either the subject that is doing the caring, or the object about which the subject cares. So instead of “engagement,” let’s use the more everyday “care.”

The term “control” is also an overly specific term that suggests micromanaging. But the idea is much broader, something that we often think of negatively as “power.” Consider the villains in The Lord of the Rings, or dictators like Robert Mugabe and Kim Jong-un. Are such characters content to oversee, to promote, to protect, to encourage? Or do people who consolidate power want to control?

So I will amend my assertion: from the sterile “control is the enemy of engagement” to: “Consolidating power prevents people from caring.”

A lot of leaders aren’t going to like where this is going. You may be the kind that wants to create the experience of “engagement” so that you can have more control over your organization–so that you can better consolidate power and make the organization do what you want.

But if you are seeking to increase engagement–if you want your people to care–then you are going to have to give up control. That doesn’t mean abandoning your position as a leader, but it does mean letting your organization lead you as much as you lead it.

You will lead your organization with purpose, not with strategy. Strategy is a specific outline for what you’re going to do–the “what” and the “how.” For pretty much everyone outside the executive level, strategy doesn’t matter; it just means I should anticipate some annoying changes to the work I have to do. Purpose, on the other hand, is a belief in who we are and who we want to be. It’s the “why” that drives what we do and how we do it. Most importantly, it’s something in which everyone can participate, and in which people choose to participate. You can order people to follow a strategy, but you have to convince them to be part of a purpose. As Antoine de Saint-Exupery wrote, “If you want to build a ship, don’t drum up the men to gather wood, divide the work, and give orders. Instead, teach them to yearn for the vast and endless sea.” You need to articulate your vision simply and succinctly and intuitively, and then you need to teach the people following you to want that vision.

Your organization will lead you in terms of strategy and structure. Rather than doing analysis and picking up the latest business books to determine what your organization needs to do, let your organization tell you what it needs. Just like your body will tell you what to eat and how hard to exercise once you’ve learned to listen to it, your organization will offer its aches and its needs once you’ve learned to hear. If your organization is operating in service of the purpose you’ve articulated, you will need to make yourself a servant in turn to your organization’s needs.

I’ve given an expansive version of the process over the past few paragraphs, but all of this should come together as something instinctive. It should pour out of you: “I’m excited to do [vision] with you because [purpose]! What can I do to help you achieve it?” This kind of enthusiasm, humility, and service-mindset from a leader is infectious. If your people are part of the organization because they want to be, and they believe in what your organization is doing and your vision for its future, they will have a tendency to pick up on your enthusiasm and your service attitude. And the more people are serving one another to accomplish something they care about together, rather than trying to control one another over competing visions, the more successful your organization will be.

That’s the essence of the dichotomy of “engagement”–caring about what you’re doing–versus “control”–struggling for power.

Feedback: The Motivation Superpower

Intrinsic motivation, left to itself, can be unfocused. This is especially true across an entire organization. There are ways to improve focus through establishing shared values and getting everyone to tell the same story, but there are also mechanisms for improving the focus of an individual’s intrinsic motivations. Few of these mechanisms are more fundamental than feedback.

I don’t mean peer review forms or a semi-annual sit-down with the boss. I mean simple feedback loops that work throughout every day.

Simple feedback works like this: A subject takes an action, there is a reaction, and information about the reaction is returned to the subject, who can then use the information about the reaction to modify her activity. I touch a hot kettle, the kettle burns my fingers, my nerves send information about my fingers burning back to me, and I pull my hand away. This is how fundamental feedback is. But because so much business in today’s world is abstract, we have to construct feedback loops deliberately rather than expecting feedback to happen on its own.

Lack of feedback can quickly erode motivation. And the more entrepreneurial or “self-starting” a position is, the more important feedback is to the person in that position. Feedback is your sight, like a bat echoing its own songs to understand the contour of the world around it. If you don’t hear an echo, how do you know what to do?

Yet for how fundamental it is, it’s surprisingly easy to forget. And then it’s surprisingly easy to chalk up motivation problems to lack of incentives, or poor leadership, or other priorities getting in the way, when really the people around you are lost in a world that doesn’t echo back at them.

How can you create effective feedback?

Feedback must be immediate, contextual, and apparent. Feedback is a behavioral stimulus–it has to fit both the time and the context of the action that caused it, and it has to be clear and concise in order to reveal information that’s useful for subsequent action.

This doesn’t mean feedback is always a result of things that are done–sometimes it’s the result of something that’s undone. Networking sites like LinkedIn and dating sites like Match.com tend to provide feedback in the form of a percentage completion bar to let you know how “complete” your profile is. Of course, your profile on these sites is as complete as you want it to be–but by creating this bit of feedback, such sites are able to encourage participants to improve the quality of information about themselves without offering any incentive other than having a “more complete” profile.

Feedback is a leadership superpower because all feedback is either grounded on some fixed point (values), directed toward some fixed point (objectives), or both. Thus continuous feedback is a way of aligning the efforts of a team toward the same values and objectives. And if you focus on those ends–values and objectives–when providing feedback, you can effectively avoid micromanagement while getting results that both satisfy your goals and represent your team.

Sometimes as a leader, I may have to manufacture feedback. This may require a shift in perspective: rather than believing there’s no feedback available because something is tied up in political limbo, I may need to provide feedback on the work itself–its quality, its relevance, etc. My team member will be able to take that feedback and apply it to other efforts. As a consequence, they’ll also be creating value that better fits my own vision, since it’s directed toward my feedback.

I may also have to generate feedback for myself. One way to go about this is to establish clear expectations with every completed action. After completing something for which I expect feedback–which does not necessarily mean something that requires “notes” or changes–I can mention the kind of information I want to receive and the date by which I would like to receive it, and then follow-up after the appointed time has passed. Remember this information should be immediate (and contextual), concise, and oriented toward fulfilling values and accomplishing objectives; it should as a result be quick and easy for the requested party to provide.

Proper application of feedback can, on its own, stimulate a lot of action without the addition of artificial incentives. It’s the first step in turning intrinsic motivation outward, but it doesn’t yet offer an actual incentive–merely a reflection. The information reflected back at us also implies specific objectives–something that someone outside of us is looking to find, and therefore something we can work specifically to improve, which we do if we have the intrinsic desire to create something useful for another person. Giving feedback without tying it to any extrinsic reward is the second level of motivational strategy.

What are some effective ways you’ve found to provide feedback to others? What ways have you learned to solicit useful feedback from others?

Are You Destroying Your Motivation?

In traditional economics, motivation is simple: People want stuff. The amount of stuff they want is unlimited, therefore if you want people to do something you give them more stuff, and they will do it for you. Threaten to take away stuff, and they will avoid doing whatever would cause their stuff to be taken away.

The emerging field of behavioral economics takes a more holistic (and realistic) understanding of motivation: Sometimes people don’t want stuff. Sometimes people do things that don’t help them get more stuff. And there are some things you can’t convince people to do no matter how much stuff you give them.

This is critically important to the sudden popularity of gamification. Gamification is a way of creating incentives. But many people have attempted to create incentives based on the assumption that the only two motivators are pain and gain. This approach seems to assume that human beings operate like machines: give us a directive and reasons to follow the directive, and we will.

This thinking is what caused behaviorists to discover the overjustification effect, which is dangerous can be permanently damaging. Dubner and Levitt give a perfect example in Freakonomics of an Israeli day care facility that wanted to discourage parents from arriving late to pick up their children and started charging for late pick-up. The result was that more parents arrived late. The fee for late pick-up had supplanted an intrinsic motivation (guilt over inconveniencing the day-care workers) with an extrinsic motivation (a small fee to compensate for that inconvenience). What’s more, when the fee was subsequently removed, the damage had been done: parents continued to see the late pick-up as a service, but now it was a service they were getting for free.

Businesses often take a similar simple-economics approach to dealing with their own people. Incentivize this, disincentivize that, counter-incentivize something that you’re making more difficult. Much of the bulk and complexity of large organizations can be traced back to complicated incentives and metrics.

So before you do anything, remove the obstacles.

It’s impossible to know whether sufficient intrinsic motivations are there if you’ve piled up a mountain of paperwork in front of them. Sometimes the barriers exist outside your organization, such as the ability to market a new service. If you want a particular activity to occur more often within your organization, start by identifying and removing the obstacles, and then step back. Adding incentives is dangerous and difficult to reverse, and can result in unexpected and undesirable behaviors. If you create a space for something to happen, and your people are aware that space exists, wait and see what comes to fill in that space.

This One Neat Trick Made Alexander the Conqueror of the Known World

Alexander conquered the known world with a simple innovation. It didn’t require a complex new technology; we would call it a “process change.” Instead of giving men shields to protect themselves, the Greeks overlapped their shields to form an impenetrable barrier, a technique they called a “phalanx.”

In these phalanx formations, a soldier’s shield was (according to Gerard Butler) intended to cover himself and the man to his left. The success of the entire formation rested on each individual, but the responsibility of each individual extended to only one other person. It was a manageable, achievable, even simple goal. What’s more, each soldier was able to give up some of his own shield with the knowledge that the man beside him was shielding him in turn. (Unless you were on the far right–that guy was kinda screwed.)

I’m sure someone has taken this idea somewhere, slapped it on a posted and put the word “TEAMWORK” under it. But this isn’t just “teamwork.” “Teamwork” was taking down a mammoth thousands of years earlier. The phalanx was something a little different. Instead of being something abstract like “teamwork,” it was a very simple, practical invention based on two rules:

  1. Each man covers the next man’s weakness.
  2. Covering the man next to you is as important as covering yourself.

If you could apply this technique to a culture–the culture of your immediate team at work, or of your entire company, or of an entire nation–a culture of covering the person to your left–could that culture benefit as much from its resulting unity as an ancient Greek phalanx?

For it to work, there is a hiring issue and a management issue.

The hiring side depends upon hiring a diverse set of people–not just “diversity hiring,” but hiring people with very different perspectives and strengths within the context of the core set of skills necessary to a team. This requires complementing working skills (such as project planning) with social skills (such as empathy).

The management side depends upon horizontal management methods, which is to say peer management. Rather than being responsible only upward, I am also responsible sideways to and for one or more people. Their success is my success.

There are a few possible approaches that I have not personally had the chance to test or observe in a business environment. One is the “linked chain” approach that is seen in some less-formal organizations: Each individual reports to one peer and is reported to by another. (This is a way of placing responsibility for communication on one individual in the relationship; it doesn’t mean the reportee won’t also be asking for help from the reporter.) Instead of seeing these people as higher or lower in the hierarchy, they are peers who are responsible for one another. In a managed organization, the chain can be more effectively “linked” by pairing complementary skill sets, so that one’s strength can cover another’s weakness. By virtue of linking, additional skill sets can quickly be brought in by the rest of the team, especially on larger teams.

Have you had any experiences trying to develop “phalanx” structures in your organization? I would love to hear about it in the comments.

Writing Your Founding Myth

Yesterday we examined the existing story of your organization. Today we’re going to explore how we can nudge that story into place to create a founding myth–the story that underlies the identity of any company, nation, team, or collective.

As much as Americans may disagree about the particulars, most of us have a shared respect for our founders and place emphasis on the values of liberty and equality. Today, this story includes the long fight to end slavery and grant equal rights to minorities. This is our founding myth: a particular telling of our history, with emphasis on the values that form our identity and the heroes who championed those values.

A large chunk of the Hebrew Bible contains what could be called Davidic mythology: from foretelling David’s kingship long before his birth, to calling upon his bloodline well after his death. The patron, YHWH, brought the people out of Egypt and into a new land, established the identity and values of the culture, and provided a model and hero in the form of King David. This myth sustained the identity of Israel and the Jewish people through multiple exiles, through Greek and then Roman occupations.

As you can tell from my short telling of these two stories, founding myths have important characteristics that help to shape a community:

  1. Shared origins. Your shared origins might stretch back to the founding of the organization, particularly if it was founded last week or last year. Or it might only stretch back to a particular turn in the organization’s history. I began working at KPMG in 2005, shortly after a tax-shelter scandal that resulted in a deferred prosecution agreement with the government. The narrative at the time hinged on that event: we were going to become the firm with the most integrity and the highest-quality work. Sure, we could have traced our origins to the 1800s and the four partners that make up the letters of the name, but that wasn’t the story we were telling; that wasn’t the firm we were trying to be. Our story was of a new beginning, of a murky past and a better future.
  2. Shared values. It’s no coincidence that the greatest philosophers, scholars, and scientists of ancient Greece lived and worked in Athens, the city of Athena. Out of all possible patron gods, its founders chose the goddess of wisdom–not the god of war to have a powerful military, the goddess of fertility to have abundant farmland, or the god of the forge to have unparalleled industry. The story of Athens defined the city’s key value, and elevated that value above many other perfectly good values. If you lead an organization, I urge you to pick one value above all others that is of special importance to this group of people. Then make sure it is embodied in your founding myth.
  3. Shared destiny. It’s never enough to simply share a past. In order to build a community, people have to believe in a shared future that follows from that past. Your shared destiny is the natural result of the values that call you out of your origins; the message is that all that is needed for you to go from where you were to this bright future is to embody your values. Often this destiny is something you know can be achieved because in your founding myth it has been achieved before: George Washington’s presidency, David’s kingship, Steve Jobs’ release of the iPhone. But if your organization is too new to have past successes, or if you’re overseeing a major shift in culture and values, focus on the promise of the future you are trying to achieve.

Through all of these, the operative word is “shared.” You can’t dictate a new future from on high; it has to be something that each person in your organization can believe, a destiny and a set of values that each individual wants to execute. Be aware that this may also be a way to cull your membership; those who aren’t interested in being a part of your shared story may not belong in your community.

Of course, the one thing this story is missing is a character. The character is a champion. The story isn’t about the champion–not really–but the champion breathes life into the ideas. She emerges from the shared past (like everyone else), embodies the shared values (like everyone can), and creates a shared destiny (by virtue of her embodiment of those values).

George Washington was a simple land owner who embodied the values of liberty and equality, led the military forces of rebellion, and eventually became the first President of the United States. David was a humble shepherd who embodied the values of piety and wisdom, overcame both the Philistines and the forces of Saul, and became the first in a long line of kings. Neither of these men were perfect even in the myths–in fact, being an ordinary, flawed human being is important. But because they embodied the shared values, they brought about a bright destiny for all their people.

You might in fact be the champion of your organization’s founding myth, like Jack Welch was at GE. But the myth isn’t about you, it’s about the collective identity.

Once you’ve laid out what you want your founding myth to be, you will need people to buy into it. But recognize that your founding myth is what the people in your organization believe it is. It’s the story they tell, not the story you tell. The closer your myth is to the story people are already telling, the better you will be able to convince them. But remain open to the possibility that your story will need to go through several revisions before everyone’s on the same page.